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首先声明 这是去年8月份的 只列出受NFA监管的外汇交易商资产情况 仅供参考
NFA外汇经纪商净资产排名
讨论版 2008-06-26 13:14 阅读296 评论0 字号： 大大 中中 小小 B/D? DSRO A/O Adjusted Net Capital Excess Customers' Customer
Futures Commission Merchant Date Net Capital Requirement Net Capital Seg Required Amount
交易商名称 调整资产 保持CFTC会员需要的最小资金 4d(a)(2) Pt. 30 Required
(a) (b) (c) (d) (e) (f)
EASY FOREX US LTD N NFA 06-30-2007 4,810,057 2,000,000 2,810,057 0 0
FX SOLUTIONS LLC N NFA 06-30-2007 17,295,130 2,064,386 15,230,744 0 0
3D FOREX, LLC N NFA 06-30-2007 3,653,764 500,000 3,153,764 0 0
ABBEY NATIONAL SECURITIES INC Y NFA 06-30-2007 140,651,853 20,918,240 119,733,613 277,740,332 0
ADM INVESTOR SERVICES INC N CBOT 06-30-2007 127,162,031 58,281,956 68,880,075 1,136,691,371 42,175,379
ADVANCED MARKETS INC N NFA 06-30-2007 1,039,171 1,000,000 39,171 0 0
ADVANTAGE FUTURES LLC N CME 06-30-2007 21,109,348 2,771,363 18,337,985 150,024,294 10,159,188
AG EDWARDS & SONS INC Y CBOT 06-30-2007 1,032,899,683 36,748,116 996,151,567 218,928,882 3,060,959
AIG CLEARING CORPORATION N NYME 06-30-2007 294,080,325 41,375,348 252,704,977 12,549,834 0
ALARON TRADING CORPORATION N CME 06-30-2007 6,262,464 2,620,790 3,641,674 149,488,220 13,217,269
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC Y NFA 06-30-2007 30,565,541 5,628,784 24,936,757 0 0
AMERICAN NATIONAL TRADING CORP N NFA 06-30-2007 2,159,273 1,000,000 1,159,273 21,700,650 31,164
BACERA CORPORATION N NFA 06-30-2007 1,766,882 1,000,000 766,882 0 0
BANC OF AMERICA SECURITIES LLC Y CME 06-29-2007 3,135,067,112 397,486,711 2,737,580,401 1,654,641,341 15,626,763
BARCLAYS CAPITAL INC Y NYME 06-30-2007 1,847,561,773 331,204,575 1,516,357,198 3,999,195,088 1,649,303,337
BEAR STEARNS & CO INC Y NFA 06-30-2007 (g) 535,714,853 (g) 0 0
BEAR STEARNS SECURITIES CORP Y CME 06-30-2007 4,564,249,253 1,465,361,833 3,098,887,420 3,228,096,863 1,103,212,732
BGC SECURITIES Y NFA 06-30-2007 4,891,760 765,254 4,126,506 0 0
BNP PARIBAS COMMODITY FUTURES INC N NYME 06-30-2007 158,421,529 86,890,289 71,531,240 899,422,782 347,411,538
BNP PARIBAS SECURITIES CORP Y CBOT 06-30-2007 794,871,636 42,295,435 752,576,201 225,471,646 0
CADENT FINANCIAL SERVICES LLC N CME 06-30-2007 11,013,702 5,470,982 5,542,720 191,805,662 1,943,352
CALYON FINANCIAL INC Y CME 06-30-2007 720,745,496 547,820,142 172,925,354 6,399,977,841 1,107,173,328
CANTOR FITZGERALD & CO Y CBOT 06-30-2007 157,532,451 3,878,174 153,654,277 52,758,535 0
CAPITAL MARKET SERVICES LLC N NFA 06-30-2007 12,087,045 4,155,477 7,931,568 0 0
CIBC WORLD MARKETS CORP Y CME 06-29-2007 1,162,385,387 23,463,953 1,138,921,434 0 0
CITIGROUP GLOBAL MARKETS INC Y CBOT 06-30-2007 (g) 847,576,742 (g) 9,445,354,893 498,778,083
CLIFF LARSON COMPANY THE N NFA 06-30-2007 552,256 500,000 52,256 2,504,611 0
CMC MARKETS (US) LLC N NFA 06-30-2007 1,670,883 1,000,000 670,883 0 0
COMTRUST INC N NFA 06-30-2007 1,111,059 575,148 535,911 16,592,027 0
COUNTRY HEDGING INC N NFA 06-30-2007 18,236,681 8,656,810 9,579,871 106,319,443 526,783
CREDIT SUISSE SECURITIES (USA) LLC Y CBOT 06-29-2007 5,321,982,836 216,381,392 5,105,601,444 1,391,513,095 968,030,597
CROSSLAND LLC N CBOT 06-30-2007 3,680,918 510,763 3,170,155 12,388,477 0
CUNNINGHAM COMMODITIES LLC N CBOT 06-30-2007 1,982,780 576,062 1,406,718 18,207,532 14,047
DAIWA SECURITIES AMERICA INC Y CME 06-30-2007 216,147,194 1,000,000 215,147,194 6,362,917 4,407,679
DEUTSCHE BANK SECURITIES INC Y CBOT 06-29-2007 1,944,408,447 256,746,249 1,687,662,198 3,821,465,444 1,017,852,657
DIRECT FOREX LLC N NFA 06-30-2007 1,458,540 1,000,000 458,540 0 0
DORMAN TRADING LLC N CME 06-30-2007 10,726,945 500,000 10,226,945 38,082,101 144,640
DUNAVANT COMMODITY CORP N NFA 06-30-2007 32,160,104 500,000 31,660,104 0 0
E FX OPTIONS LLC N NFA 06-30-2007 3,158,895 1,000,000 2,158,895 0 0
EAGLE MARKET MAKERS INC N CBOT 06-30-2007 5,296,785 500,000 4,796,785 7,955,929 112
ED &F MAN COMMODITY ADVISORS INC N NFA 06-30-2007 1,287,500 500,000 787,500 0 0
ELECTRONIC BROKERAGE SYSTEMS LLC Y NFA 06-30-2007 10,269,113 500,000 9,769,113 0 0
ENSKILDA FUTURES LTD N CME 06-30-2007 18,530,163 10,175,682 8,354,481 178,922,188 0
FARR FINANCIAL INC N NFA 06-30-2007 2,565,818 1,000,000 1,565,818 33,853,500 211,396
FC STONE LLC N CME 06-30-2007 65,829,723 34,725,617 31,104,106 922,105,610 9,577,311
FIMAT USA LLC Y NYME 06-30-2007 647,829,093 406,924,858 240,904,235 5,664,058,493 2,012,736,299
FIRST CAPITOL GROUP LLC N NFA 06-30-2007 6,131,349 2,276,863 3,854,486 90,400,162 106,825
FOREX CAPITAL MARKETS LLC（福汇集团） N NFA 06-30-2007 44,626,492 12,977,713 31,648,779 0 0
FOREX CLUB FINANCIAL COMPANY INC N NFA 06-30-2007 2,645,334 1,000,000 1,645,334 0 0
FOREX INTERNATIONAL INVESTMENTS INC N NFA 06-30-2007 2,133,971 2,000,000 133,971 0 0
FOREX LIQUIDITY LLC N NFA 06-30-2007 38,991,055 1,000,000 37,991,055 0 0
FORTIS CLEARING AMERICAS LLC Y CBOT 06-30-2007 76,128,748 19,640,929 56,487,819 578,570,126 14,091,119
FORWARD FOREX INC N NFA 06-30-2007 1,232,361 1,000,000 232,361 0 0
FRIEDBERG MERCANTILE GROUP INC N NFA 06-30-2007 7,399,713 5,000,000 2,399,713 3,907,461 0
FRONTIER FUTURES INC N NFA 06-30-2007 3,684,065 2,329,605 1,354,460 41,225,753 0
FUTURES TECH LLC N NFA 06-30-2007 886,031 500,000 386,031 0 0
FXCM LLC福汇 N NFA 06-30-2007 764,241 500,000 264,241 0 0
GAIN CAPITAL GROUP LLC嘉盛 N NFA 06-30-2007 18,930,914 4,341,150 14,589,764 0 0
GATEWAY CAPITAL L.L.C. N NFA 06-30-2007 578,086 500,000 78,086 0 0
GELBER GROUP LLC N CBOT 06-29-2007 44,417,251 886,577 43,530,674 50,028,742 35,000
GFS FOREX & FUTURES INC N NFA 06-30-2007 2,959,920 1,000,000 1,959,920 0 0
GILDER GAGNON HOWE AND CO LLC Y NFA 06-30-2007 26,596,850 500,000 26,096,850 0 0
GLOBAL FUTURES & FOREX N CFTC 06-30-2007 49,664,118 6,904,864 42,759,254 0 0
GLOBAL FUTURES LLC N NFA 06-30-2007 8,169,408 500,000 7,669,408 65,251 0
GOLDMAN SACHS & CO Y CBOT 06-29-2007 (g) 1,688,214,673 (g) 12,998,256,123 7,991,227,823
GOLDMAN SACHS EXECUTION & CLEARING LP Y CME 06-29-2007 908,052,627 47,876,350 860,176,277 505,278,418 8,922,071
H & R BLOCK FINANCIAL ADVISORS INC Y NFA 06-29-2007 124,788,774 8,657,647 116,131,127 0 0
HAGERTY GRAIN CO INC N CBOT 06-30-2007 2,304,710 500,000 1,804,710 5,192,590 0
HAMILTON WILLIAMS LLC N NFA 06-30-2007 1,130,716 1,000,000 130,716 0 0
HOTSPOT FXR LLC N NFA 06-30-2007 5,250,738 1,000,000 4,250,738 0 0
HSBC SECURITIES USA INC Y CME 06-29-2007 419,311,205 52,557,532 366,753,673 757,495,037 51,942,996
I TRADE FX LLC N NFA 06-30-2007 3,957,357 1,000,000 2,957,357 0 0
ICAP FUTURES LLC N CBOT 06-30-2007 4,920,118 500,000 4,420,118 0 0
IFSCL USA INC N NFA 06-30-2007 7,591,232 5,000,000 2,591,232 1,674,422 156,909
IFX MARKETS INC N NFA 06-30-2007 10,378,704 2,870,554 7,508,150 0 0
IG FINANCIAL MARKETS INC. N NFA 06-30-2007 1,006,704 500,000 506,704 0 0
INSTINET LLC Y NFA 06-30-2007 87,566,958 5,225,733 82,341,225 0 0
INTEGRATED BROKERAGE SERVICES LLC N NFA 06-30-2007 1,673,330 1,000,000 673,330 543,256 0
INTERACTIVE BROKERS LLC Y EUXUS 06-29-2007 315,441,448 36,036,998 279,404,450 212,427,716 72,206,285
INTERBANK FX LLC N NFA 06-30-2007 8,584,434 3,719,721 4,864,713 0 0
IOWA GRAIN CO N CBOT 06-30-2007 15,415,065 8,210,327 7,204,738 254,188,837 423,311
ITAU SECURITIES INC Y NFA 06-30-2007 19,857,943 500,000 19,357,943 0 0
IXIS SECURITIES NORTH AMERICA INC Y NFA 06-30-2007 135,435,325 500,000 134,935,325 0 0
JP MORGAN FUTURES INC N NYME 06-30-2007 1,111,951,941 643,953,060 467,998,881 9,031,672,515 1,263,330,211
KOTTKE ASSOCIATES LLC N CBOT 06-30-2007 13,258,864 500,000 12,758,864 39,099,532 1,655
LADENBURG THALMANN & CO INC Y NFA 06-30-2007 20,727,418 500,000 20,227,418 0 0
LBS LIMITED PARTNERSHIP N CBOT 06-30-2007 937,678 500,000 437,678 0 0
LEHMAN BROTHERS INC Y CBOT 06-30-2007 (g) 568,312,000 (g) 4,930,403,000 133,073,000
LINN GROUP ( THE ) N NFA 06-30-2007 1,923,644 500,000 1,423,644 0 0
LINSCO/PRIVATE LEDGER CORP Y NFA 06-30-2007 68,111,410 7,506,262 60,605,148 0 0
LOEB PARTNERS CORPORATION Y NFA 06-30-2007 24,785,538 500,000 24,285,538 0 0
MACQUARIE FUTURES USA INC N NFA 06-30-2007 8,499,369 942,357 7,557,012 33,229,056 84,500
MB TRADING FUTURES INC. N NFA 06-30-2007 1,170,957 1,000,000 170,957 0 0
MBF CLEARING CORP N NYME 06-30-2007 28,253,630 4,179,865 24,073,765 105,879,256 4,404,727
MCVEAN TRADING AND INVESTMENTS LLC N NFA 06-30-2007 7,266,353 1,881,376 5,384,977 545,132,333 13,472
MERRILL LYNCH PIERCE FENNER & SMITH Y CBOT 06-29-2007 (g) 615,586,866 (g) 7,246,510,523 810,925,478
MERRILL LYNCH PROFESSIONAL CLEARING CORP Y NFA 06-29-2007 1,664,323,586 73,698,568 1,590,625,018 1,050,658,063 68,519,564
MF Global Inc N CME 06-30-2007 605,217,511 364,381,766 240,835,745 8,235,595,803 937,300,870
MID-CO COMMODITIES INC N NFA 06-30-2007 4,632,843 2,821,840 1,811,003 36,055,999 0
MITSUI BUSSAN COMMODITIES USA INC N NYME 06-30-2007 5,944,597 613,204 5,331,393 0 0
MIZUHO SECURITIES USA INC Y CME 06-30-2007 122,277,983 23,418,344 98,859,639 323,561,832 98,590,453
MONEY GARDEN CORP N NFA 06-30-2007 3,584,649 1,000,000 2,584,649 0 0
MORGAN KEEGAN & COMPANY INC Y NFA 06-30-2007 387,370,366 13,279,262 374,091,104 0 0
MORGAN STANLEY & CO INCORPORATED Y CME 06-30-2007 (g) 1,762,095,837 (g) 4,260,388,317 4,940,304,937
NATIONS INVESTMENTS LLC N NFA 06-30-2007 -1,162,290 1,000,000 -2,162,290 3,611,636 0
NEUBERGER BERMAN LLC Y NFA 06-30-2007 253,502,417 5,000,000 248,502,417 7,818,725 0
NOMURA SECURITIES INTERNATIONAL INC Y CBOT 06-30-2007 762,335,663 5,986,427 756,349,236 55,682,806 11,001,138
OANDA CORPORATION N NFA 06-30-2007 49,222,317 9,172,410 40,049,907 0 0
ODL SECURITIES INC N NFA 06-30-2007 6,551,859 1,000,000 5,551,859 0 0
ONE WORLD CAPITAL GROUP LLC N NFA 06-30-2007 2,308,460 1,000,000 1,308,460 550,406 0
OPEN E CRY LLC N NFA 06-30-2007 1,029,713 572,654 457,059 29,855,281 2,117,017
OPPENHEIMER & CO INC Y NFA 06-30-2007 184,762,694 25,762,481 159,000,213 22,202,639 0
OPTIONSXPRESS INC Y NFA 06-30-2007 78,907,717 6,103,919 72,803,798 3,423,004 0
PENSON FINANCIAL FUTURES INC N NFA 06-30-2007 2,154,359 500,000 1,654,359 13,425,438 222,397
PENSON GHCO N CBOT 06-30-2007 13,918,954 2,680,392 11,238,562 120,523,735 7,854,860
PEREGRINE FINANCIAL GROUP INC N NFA 06-30-2007 13,758,638 5,000,000 8,758,638 184,773,032 11,091,855
PIONEER FUTURES INC N NYME 06-30-2007 1,060,825 500,000 560,825 0 0
PRUDENTIAL BACHE COMMODITIES LLC N CBOT 06-30-2007 136,245,000 108,820,320 27,424,680 1,908,560,000 229,311,000
PUMA FINANCIAL LLC N NFA 06-30-2007 847,684 500,000 347,684 3,872,784 0
RAND FINANCIAL SERVICES INC N CME 06-30-2007 38,894,989 14,170,850 24,724,139 167,687,400 35,704,800
RAYMOND JAMES & ASSOCIATES INC Y NFA 06-29-2007 296,086,133 28,182,217 267,903,916 0 0
RBC CAPITAL MARKETS CORPORATION Y CME 06-29-2007 368,117,209 51,531,754 316,585,455 174,663,843 14,270,532
RBC DAIN RAUSCHER INC Y NFA 06-30-2007 553,254,849 32,934,249 520,320,600 0 0
RBS GREENWICH CAPITAL INC Y CBOT 06-30-2007 1,359,125,000 72,914,000 1,286,211,000 659,138,000 35,199,000
RJ OBRIEN & ASSOCIATES INC N CME 06-29-2007 108,805,478 71,506,388 37,299,090 2,020,214,293 25,991,806
ROBBINS FUTURES INC N NFA 06-30-2007 537,550 500,000 37,550 2,936,537 0
ROSENTHAL COLLINS GROUP LLC N CME 06-30-2007 44,705,798 20,136,259 24,569,539 675,412,257 11,899,731
ROSENTHAL GLOBAL SECURITIES LLC Y CBOT 06-30-2007 11,127,974 500,000 10,627,974 0 0
ROYAL FOREX TRADING LLC N NFA 06-30-2007 1,171,143 1,000,000 171,143 0 0
SANFORD C BERNSTEIN & CO LLC Y NFA 06-29-2007 143,051,518 45,684,329 97,367,189 0 0
SENTINEL MANAGEMENT GROUP INC N NFA 06-30-2007 3,326,942 500,000 2,826,942 1,525,191,728 3,864,841
SHATKIN ARBOR INC N CBOT 06-30-2007 5,641,826 515,836 5,125,990 33,461,926 42,642
SHAY GRAIN CLEARING COMPANY N KCBT 06-30-2007 1,097,652 500,000 597,652 11,446,760 0
SMW TRADING COMPANY INC N CME 06-30-2007 44,846,003 500,000 44,346,003 10,279,640 1,455
SNC INVESTMENTS INC N NFA 06-30-2007 1,524,381 1,000,000 524,381 0 0
SOLID GOLD FINANCIAL SERVICES INC N NFA 06-30-2007 2,239,741 1,000,000 1,239,741 0 0
STEPHENS INC Y NFA 06-29-2007 58,254,164 11,695,805 46,558,359 0 0
STERLING COMMODITIES CORP N NYME 06-30-2007 8,850,488 812,265 8,038,223 35,827,004 2,358,408
TCA FUTURES LLC N NFA 06-30-2007 785,248 500,000 285,248 0 0
TENCO INC N CBOT 06-30-2007 36,860,190 6,285,853 30,574,337 131,293,508 1,577,998
TERRA NOVA TRADING LLC Y NFA 06-30-2007 15,056,614 1,500,000 13,556,614 0 0
TIMBER HILL LLC Y CME 06-30-2007 720,518,548 13,588,012 706,930,536 175,887,338 0
TOWER RESEARCH CAPITAL EUROPE LLC N NFA 06-30-2007 2,271,759 500,000 1,771,759 0 0
TRADELINK LLC Y CBOT 06-30-2007 29,877,331 500,000 29,377,331 0 0
TRADEMAVEN CLEARING LLC N NFA 06-30-2007 845,266 500,000 345,266 3,914,494 23,712
TRADESTATION SECURITIES INC Y NFA 06-30-2007 65,251,339 2,663,268 62,588,071 0 0
TRADITION SECURITIES AND FUTURES INC N NFA 06-30-2007 784,791 500,000 284,791 0 0
TRANSMARKET GROUP LLC Y CBOT 06-30-2007 12,505,330 500,000 12,005,330 0 0
TREND COMMODITIES LIMITED PARTNERSHIP N NFA 05-31-2007 2,202,482 500,000 1,702,482 0 0
TRILAND USA INC N NYME 06-30-2007 29,102,188 9,054,653 20,047,535 268,026,232 4,905
UBS CLEARING SERVICES CORPORATION Y NFA 06-30-2007 101,531,796 1,000,000 100,531,796 0 0
UBS FINANCIAL SERVICES INC Y CBOT 06-29-2007 1,227,653,134 151,171,770 1,076,481,364 275,763,090 13,709,938
UBS SECURITIES LLC Y CBOT 06-30-2007 3,768,216,660 882,982,631 2,885,234,029 14,255,571,548 7,537,663,857
UNITED GLOBAL MARKETS LLC N NFA 06-30-2007 816,777 0 816,777 0 0
VELOCITY FUTURES LP N NFA 06-30-2007 3,125,312 500,000 2,625,312 19,571,261 993,545
VISION FINANCIAL MARKETS LLC Y NFA 06-30-2007 30,777,902 7,086,118 23,691,784 365,785,077 3,097
WACHOVIA CAPITAL MARKETS LLC Y CME 06-30-2007 1,246,353,648 5,159,729 1,241,193,919 0 0
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC Y NFA 06-30-2007 22,641,267 1,217,481 21,423,786 0 0
WACHOVIA SECURITIES LLC Y NFA 06-30-2007 317,803,989 1,500,000 316,303,989 0 0
WALL STREET DERIVATIVES INC N NFA 06-30-2007 1,166,675 500,000 666,675 119,593 0
WHITE COMMERCIAL CORPORATION N NFA 06-30-2007 2,567,996 500,000 2,067,996 0 0
XPRESSTRADE LLC N NFA 06-30-2007 4,218,411 1,634,651 2,583,760 115,296,132 4,021,470
YORK BUSINESS ASSOCIATES LLC N NFA 06-30-2007 1,306,523 500,000 806,523 24,470,187 395,362
Total 114,927,877,058 33,150,581,185
注：更多详细资料数据查询，请登陆CFTC的官方网站http://www.cftc.gov/marketreports/financialdataforfcms/
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狗仔卡
发表于 2009-8-31 11:35:45
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